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     "A great master (teacher) is one who has true passion and the willingness
     and ability to externalize subjects one has been able to first internalize!"

                                                                                              Dr. Jeffrey C. K. Lim

 Seminars | Singapore

PCR06: Regulatory Compliance

Comment from past participant

“An interesting and beneficial course. I enjoyed myself for this training session.”

- Ms. Liau May May
Bank of Tokyo-Mitsubishi UFJ, Singapore.
[Class of April 2009]


“A very nicely presented and informative seminar for anyone who is keen to learn more about the financial industry compliance requirements.”

- Mr. Casey Lim Hak Yong
CIMB Bank Berhad, Singapore.
[Class of October 2014]


“The seminar was full of practical insights, presented in an effectively casual and common sense-stimulating manner. You'd come out from it feeling wiser.”

- Ms. Agcaoili Laarni Quitola
Rabobank Singapore Branch, Singapore.
[Class of April 2015]




  • Understand the regulatory framework governing the financial services industry.

  • Know essential regulations that have to be complied with.

  • Introduction to Risk Management and The Basel Capital Accord.

Seminar Facilitator(s)
(For complete profile, click on the name(s) below)

Mr. Adam K. K. Wong
B.Acc., FCPA, Certified Professional Trainer

Dr. Jeffrey C. K. Lim
Ph.D., C.Sci., C.Math., FIMA, FCPS, FRM, PRM, B.Fel.



This programme is approved for listing on the Financial Training Scheme (FTS) Programme Directory and is eligible for FTS claims subject to all eligibility criteria being met.

Please note that in no way does this represent an endorsement of the quality of the training provider and programme. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles.

The FTS is available to eligible entities, subject to all eligibility criteria being met and to existing grant caps. FTS claims may only be made for programmes listed on the FTS Programme Directory with the specified validity period.

Please refer to www.ibf.org.sg for more information.

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